The program will explore the fascinating backstories of the Chiarella prosecution and the Supreme Court argument as well as the SEC's and DOJ's insider trading enforcement strategies in the wake of the Court's ruling.
Sponsored by
NYU Pollack Center for Law & Business
Indiana University Maurer School of Law
Securities and Exchange Commission Historical Society
Conference Organizers
Stephen Choi, Murray and Kathleen Bring Professor of Law, NYU School of Law, Co-Director Pollack Center for Law and Business
Donna M. Nagy, C. Ben Dutton Professor of Law, Indiana University Maurer School of Law
Her essay entitled Chiarella v. United States and its Indelible Impact on Insider Trading Law is available on SSRN
Jane Cobb, Executive Director, SEC Historical Society
Date and time
November 5, 2020
10:00am-12:00pm
Location
Zoom Webinar
Schedule:
10:00am Welcome by Stephen Choi, Murray and Kathleen Bring Professor of Law, NYU School of Law, Co-Director Pollack Center for Law and Business
10:10-11:10am Session I: The Chiarella Prosecution and Supreme Court Litigation
- John S. Siffert, Co-Founding Partner, Lankler Siffert Wohl; Adjunct Professor—NYU School of Law (Assistant US Attorney in the SDNY 1974-1979, prosecuted the Chiarella case and argued the 2nd Circuit appeal)
- John “Rusty” Wing, Partner, Lankler Siffert Wohl (Chief of the Securities and Business Fraud Unit for the SDNY’s U.S. Attorney’s Office 1971-1978)
- Hon. Judge Jed S. Rakoff, U.S. District Judge SDNY Judge SDNY (Chief of the Securities and Business Fraud Unit for the SDNY's U.S. Attorney's Office 1978-1980)
- Stanley S. Arkin, founding member of Arkin Solbakken (represented Vincent Chiarella at his criminal trial, 2nd Circuit appeal, and argument before the Supreme Court)
- Panel Moderator: Donna M. Nagy, C. Ben Dutton Professor of Law, Indiana University Maurer School of Law
11:10am-12:00pm Session II: The SEC and DOJ’s Response to the Supreme Court’s Chiarella Decision
- Donald C. Langevoort, Thomas Aquinas Reynolds Professor of Law, Georgetown University Law Center (SEC Special Counsel, Office of General Counsel, 1978-1981)
- Lee S. Richards III, Co-Founding Partner, Richards Kibbe & Orbe (Assistant US Attorney in the SDNY 1977-1983, prosecuted US v. Newman based on the misappropriation theory advanced in, but left undecided by, the Court’s Chiarella ruling)
- Hon. Judge Jed S. Rakoff, U.S. District Judge SDNY Judge SDNY (SDNY Fraud Unit Chief during the Newman investigation, later served as defense counsel in Carpenter v. United States)
- Panel Moderator: Robert B. Thompson, Peter P. Weidenbruch, Jr. Professor of Business Law Georgetown University Law Center