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The Securities and Exchange Commission: Priorities Going Forward -
Steven Peikin, Stephanie Avakian, Jay Clayton, Jennifer Arlen -
Edward Rock, Peter Driscoll, Jennifer Arlen, Jay Clayton, Stephanie Avakian, and Steven Peikin -
Simon Lorne, Walter Ricciardi, Judge Ray Lohier, Michael Held, and Robert Khuzami -
Geoffrey Berman and Jennifer Arlen -
John White and Robert Khuzami -
Peter Driscoll, Steven Peikin, and Stephanie Avakian -
Mary Jo White -
Linda Thomsen, Stephanie Avakian, and Andrew Ceresney -
Stephanie Avakian, Jay Clayton, and Jennifer Arlen -
David Dibari -
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A Roundtable Discussion with Jay Clayton, Stephanie Avakian, Steven Peikin, and Peter Driscoll
Moderated by Professor Jennifer Arlen '86 and Professor Edward Rock
On September 5, 2017, from 5:30 to 7 p.m., the Program on Corporate Compliance and Enforcement, the Institute for Corporate Governance and Finance, and the Pollack Center hosted a roundtable discussion with the Securities and Exchange Commission Chairman Jay Clayton; the two Co-Directors of the Division of Enforcement Stephanie Avakian and Steven Peikin; and Acting Director of the Office of Compliance Inspections and Examinations Peter Driscoll. Professor Arlen and Professor Rock moderated the discussion, which examined the SEC’s enforcement priorities, the impact of self-reporting and cooperation, cybersecurity, and data analytics.
Panelists:
- Jay Clayton, Chair, U.S. Securities and Exchange Commission
- Stephanie Avakian, Co-Director, Division of Enforcement, U.S. Securities and Exchange Commission
- Peter Driscoll, Acting Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
- Steven Peikin, Co-Director, Division of Enforcement, U.S. Securities and Exchange Commission