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From Successful Securities Analyst to Convicted Felon: The Shocking Insider Story of the Largest Insider Trading Investigation -
Michael Neus, ExodusPoint Capital Management L.P.; Tom Hardin, Tipper X Advisors; and Pablo Quiñones, PCCE -
Thomas Baxter, Sullivan & Cromwell; Terri Liftin, Raith Capital Partners; and Jon Weiner '04, NYU -
The audience at From Successful Securities Analyst to Convicted Felon: The Shocking Insider Story of the Largest Insider Trading Investigation -
Michael Neus, ExodusPoint Capital Management L.P. and Tom Hardin, Tipper X Advisors -
Dora Gomez, NYCFE -
Erwen Yu and Peter Grupe, Protiviti -
Tom Hardin, Tipper X Advisors and Martin Hovington, Autorité des Marchés Financiers
A Roundtable Discussion with Tipper X
On February 22, 2018, the Program on Corporate Compliance and Enforcement hosted an evening event where PCCE Senior Fellow and current hedge fund general counsel/chief compliance officer, Michael Neus, interviewed Tom Hardin, the FBI’s Tipper X at the center of the series of criminal insider trading prosecutions by the U.S. Attorney of the Southern District of New York. Tom Hardin described how his life unraveled during the world’s biggest insider trading probe, followed by a detailed Q & A session with Michael Neus.
Panelists:
- Tom Hardin, Tipper X Advisors
- Michael C. Neus, General Counsel and Chief Compliance Officer, ExodusPoint Capital Management L.P.